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Frequently Asked Questions

What is an independent financial advisor?

Independent Registered Investment Advisers are professional independent advisory firms that provide personalized financial advice to their clients, many of whom have complex financial needs. Because these advisors are independent, they are not tied to any particular family of funds or investment products. As fiduciaries, they are held to the highest standard of care—and are required to act in the best interests of their clients at all times. They are registered with either the Securities and Exchange Commission or state securities regulators.

What does being a Fiduciary mean?

A fiduciary is a professional entrusted to manage assets or wealth while putting the client’s best interests first at all times. Financial advisors who follow a fiduciary standard must disclose any conflict, or potential conflict, to their clients prior to and throughout the advisory engagement. Fiduciaries will also adopt a code of ethics and will fully disclose how they are compensated.

What is a Fee-Only Financial Advisor?

Fee-only financial service firms are registered investment advisors with a fiduciary responsibility to act in their clients' best interest. They do not accept any fees or compensation based on product sales. Fee-only advisors have fewer inherent conflicts of interest, and they generally provide more comprehensive advice.

What separates us from other financial advisors?

A combination of independence, comprehensive service, and client focus sets us apart. As an independent Registered Investment Advisor, we act in the client’s best interest for each of our client’s specific situation. Our services range from financial planning to investment management to estate planning—we can meet a wide range of needs under one roof. Finally, we are oriented toward providing each client the attention and service they deserve. We treat our clients as individuals and not numbers.

Where is my money kept?

In our advisory role, we never take custody of client assets. We utilize Charles Schwab & Co, Inc as the custodian of choice for client accounts and as our primary broker. However, if clients wish to have direct brokerage, they may do so at their own discretion. When your account is established with Charles Schwab & Co., Inc., you provide us with limited trading authorization on your account. This authority allows us to process trades directly in client accounts.

How do I begin?

Typically, we only need a copy of your most recent account statement and your signatures on a few forms. We will take care of setting up your new account and transferring your assets.

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1104 North 35th Avenue
Yakima, WA 98902

Capital Advisors Wealth Management, LLC

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(509) 469-5030

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Securities offered through Charles Schwab & Co., Inc. Member FINRA/SIPC. Disclosure
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Capital Advisors Wealth Management, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Capital Advisors Wealth Management, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Capital Advisors Wealth Management, LLC unless a client service agreement is in place.

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